4//SEC Filing
Mungovan Robert M 4
Accession 0001104659-20-113439
CIK 0001015739other
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 4:22 PM ET
Size
13.7 KB
Accession
0001104659-20-113439
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Mungovan Robert M
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2020-10-01+10,000→ 123,780 total - Exercise/Conversion
Unrestricted Stock Award
2020-10-01+10,000→ 30,000 totalExercise: $0.00→ Common Stock (30,000 underlying)
Holdings
- 25,000
Stock Option (right to buy)
Exercise: $4.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $7.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 12,500
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (12,500 underlying) - 25,000
Stock Option (right to buy)
Exercise: $6.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Award, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date
- [F2]Unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001597612
Filing Metadata
- Form type
- 4
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 4:22 PM ET
- Size
- 13.7 KB