GENERAL CANNABIS CORP|4Oct 23, 4:36 PM ET

Boockvar Peter 4

4 · GENERAL CANNABIS CORP · Filed Oct 23, 2020

Insider Transaction Report

Form 4

Period: 2020-09-11

GENERAL CANNABIS CORPCANN

Boockvar Peter

Director

Transactions

Award
Option
2020-09-11+200,000→ 200,000 total
Exercise: $0.97Exp: 2026-06-04→ Common Stock (200,000 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $0.31From: 2020-09-11Exp: 2027-09-11→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $2.21Exp: 2023-03-30→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $4.02Exp: 2025-09-20→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+75,000→ 75,000 total
Exercise: $0.67Exp: 2026-10-02→ Common Stock (75,000 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $2.37Exp: 2024-01-21→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $1.66Exp: 2026-04-24→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+25,000→ 25,000 total
Exercise: $3.20Exp: 2023-12-30→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2020-09-11−25,000→ 0 total
Exercise: $1.34Exp: 2022-09-26→ Common Stock (25,000 underlying)
Award
Option
2020-09-11+25,000→ 25,000 total
Exercise: $4.23Exp: 2024-12-21→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $3.71Exp: 2023-06-27→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $1.66Exp: 2024-04-24→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−25,000→ 0 total
Exercise: $2.41Exp: 2022-03-31→ Common Stock (25,000 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $2.21Exp: 2025-03-30→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $2.37Exp: 2026-01-21→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $0.31From: 2020-09-11Exp: 2027-09-11→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+25,000→ 25,000 total
Exercise: $2.41Exp: 2024-03-31→ Common Stock (25,000 underlying)
Award
Option
2020-09-11+25,000→ 25,000 total
Exercise: $1.92Exp: 2024-06-20→ Common Stock (25,000 underlying)
Award
Option
2020-09-11+25,000→ 25,000 total
Exercise: $1.34Exp: 2024-09-26→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $4.02Exp: 2023-09-20→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−25,000→ 0 total
Exercise: $3.20Exp: 2021-12-30→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2020-09-11−25,000→ 0 total
Exercise: $1.92Exp: 2022-06-20→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2020-09-11−25,000→ 0 total
Exercise: $4.23Exp: 2022-12-21→ Common Stock (25,000 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $3.71Exp: 2025-06-27→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−37,500→ 0 total
Exercise: $3.37Exp: 2023-10-12→ Common Stock (37,500 underlying)
Award
Option
2020-09-11+37,500→ 37,500 total
Exercise: $3.37Exp: 2025-10-12→ Common Stock (37,500 underlying)
Disposition to Issuer
Option
2020-09-11−200,000→ 0 total
Exercise: $0.97Exp: 2024-06-04→ Common Stock (200,000 underlying)
Disposition to Issuer
Option
2020-09-11−75,000→ 0 total
Exercise: $0.55Exp: 2024-07-29→ Common Stock (75,000 underlying)
Award
Option
2020-09-11+75,000→ 75,000 total
Exercise: $0.55Exp: 2026-07-29→ Common Stock (75,000 underlying)
Disposition to Issuer
Option
2020-09-11−75,000→ 0 total
Exercise: $0.67Exp: 2024-10-02→ Common Stock (75,000 underlying)

Footnotes (15)

[F1]The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
[F10]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period.
[F11]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period.
[F12]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period.
[F13]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period.
[F14]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period.
[F15]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable.
[F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period.
[F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period.
[F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period.
[F5]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period.
[F6]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period.
[F7]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period.
[F8]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period.
[F9]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period.

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