|4/ANov 10, 5:20 PM ET

Carroll Larry W. 4/A

4/A · Capitala Finance Corp. · Filed Nov 10, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-08-31
Transactions
  • Purchase

    Common Stock

    2020-08-31$10.30/sh+6,667$68,66830,000 total
Holdings
  • Common Stock

    (indirect: Via Parent)
    110
Footnotes (1)
  • [F1]On August 21, 2020, the Issuer effected a one-for-six reverse stock split of its shares of common stock (the "Reverse Stock Split"). No fractional shares were issued in connection with the Reverse Stock Split. The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Documents

1 file
  • 4
    tm2035642d1_form4a.xml

    FORM 4/A