4//SEC Filing
Silver Jonathan M 4
Accession 0001104659-20-124374
CIK 0001093691other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:01 PM ET
Size
12.3 KB
Accession
0001104659-20-124374
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Silver Jonathan M
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2020-11-09−15,520→ 0 totalExercise: $1.94Exp: 2028-06-25→ Common Stock (15,520 underlying) - Exercise/Conversion
Common Stock
2020-11-09$2.31/sh+27,056$62,499→ 86,912 total - Exercise/Conversion
Common Stock
2020-11-09$1.94/sh+15,520$30,109→ 59,856 total - Sale
Common Stock
2020-11-09$20.00/sh−42,576$851,601→ 44,336 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-09−27,056→ 0 totalExercise: $2.31Exp: 2029-05-09→ Common Stock (27,056 underlying)
Footnotes (3)
- [F1]Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 14, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
Documents
Issuer
PLUG POWER INC
CIK 0001093691
Entity typeother
Related Parties
1- filerCIK 0001745274
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:01 PM ET
- Size
- 12.3 KB