PLUG POWER INC·4

Nov 12, 4:01 PM ET

Silver Jonathan M 4

4 · PLUG POWER INC · Filed Nov 12, 2020

Insider Transaction Report

Form 4
Period: 2020-11-09
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-11-0915,5200 total
    Exercise: $1.94Exp: 2028-06-25Common Stock (15,520 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-09$2.31/sh+27,056$62,49986,912 total
  • Exercise/Conversion

    Common Stock

    2020-11-09$1.94/sh+15,520$30,10959,856 total
  • Sale

    Common Stock

    2020-11-09$20.00/sh42,576$851,60144,336 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-11-0927,0560 total
    Exercise: $2.31Exp: 2029-05-09Common Stock (27,056 underlying)
Footnotes (3)
  • [F1]Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 14, 2020.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  • [F3]The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.

Documents

1 file
  • 4
    a4.xmlPrimary

    4