Roth Johannes Minho 4
4 · PLUG POWER INC · Filed Nov 17, 2020
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Roth Johannes Minho
Director
Transactions
- Sale
Common Stock
2020-11-13$22.93/sh−1,221,123$28,003,525→ 693,911 total(indirect: See Footnote) - Sale
Common Stock
2020-11-13$23.42/sh−693,911$16,253,824→ 0 total(indirect: See Footnote)
Holdings
- 227,112
Common Stock
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $23.24. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The shares are held by FiveT Capital Holding. Mr. Roth is the Managing Director of FiveT Capital Holding and has equity interests in FiveT Capital Holding. Mr. Roth is a member of the Board of Directors of the Issuer. Mr. Roth disclaims beneficial ownership of the shares directly held by FiveT Capital Holding, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any of such shares.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.