Castle Creek Capital IV LLC 4
4 · Southern National Bancorp of Virginia Inc · Filed Nov 19, 2020
Insider Transaction Report
Form 4
CASTLE CREEK CAPITAL PARTNERS IV, LP
10% Owner
Transactions
- Sale
Common Stock
2020-11-17$11.06/sh−469,000$5,187,140→ 2,225,876 total
Footnotes (2)
- [F1]The reported price is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.82, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F2]These securities are directly held by Castle Creek Capital Partners IV, LP ("Fund IV"). Castle Creek Capital IV LLC is the sole general partner of Fund IV. Castle Creek Capital IV LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital IV LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.