|4Nov 20, 4:46 PM ET

Barcelo David Brian 4

4 · AWARE INC /MA/ · Filed Nov 20, 2020

Insider Transaction Report

Form 4
Period: 2020-11-18
Barcelo David Brian
Chief Financial Officer
Transactions
  • Purchase

    Common Stock

    2020-11-18$2.79/sh+10,000$27,90010,000 total
  • Award

    Stock Option (right to buy)

    2020-05-04+12,50012,500 total
    Exercise: $4.50Exp: 2030-05-04Common Stock (12,500 underlying)
  • Award

    Unrestricted Stock Award

    2020-05-04+10,00010,000 total
    Exercise: $0.00Common Stock (10,000 underlying)
  • Purchase

    Common Stock

    2020-11-18$2.65/sh+5,000$13,2505,000 total
Footnotes (2)
  • [F1]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F2]Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.

Documents

1 file
  • 4
    tm2036575d2_4.xmlPrimary

    OWNERSHIP DOCUMENT