Home/Filings/4/0001104659-20-128579
4//SEC Filing

Fullerton Fund Investments Pte Ltd 4

Accession 0001104659-20-128579

CIK 0001529463other

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 6:21 PM ET

Size

17.5 KB

Accession

0001104659-20-128579

Insider Transaction Report

Form 4
Period: 2020-11-19
Transactions
  • Other

    Common Stock

    2020-11-192,080,8570 total(indirect: See Footnote)
  • Award

    Warrant (right to buy)

    2020-11-19+588,713588,713 total(indirect: See Footnote)
    Exercise: $33.04Exp: 2023-11-19Class A Common Stock (588,713 underlying)
  • Award

    Class A Common Stock

    2020-11-19+496,289496,289 total(indirect: See Footnote)
  • Award

    Warrant (right to buy)

    2020-11-19+1,471,7831,471,783 total(indirect: See Footnote)
    Exercise: $37.14Exp: 2023-11-19Class A Common Stock (1,471,783 underlying)
Transactions
  • Award

    Warrant (right to buy)

    2020-11-19+588,713588,713 total(indirect: See Footnote)
    Exercise: $33.04Exp: 2023-11-19Class A Common Stock (588,713 underlying)
  • Other

    Common Stock

    2020-11-192,080,8570 total(indirect: See Footnote)
  • Award

    Warrant (right to buy)

    2020-11-19+1,471,7831,471,783 total(indirect: See Footnote)
    Exercise: $37.14Exp: 2023-11-19Class A Common Stock (1,471,783 underlying)
  • Award

    Class A Common Stock

    2020-11-19+496,289496,289 total(indirect: See Footnote)
Transactions
  • Award

    Class A Common Stock

    2020-11-19+496,289496,289 total(indirect: See Footnote)
  • Other

    Common Stock

    2020-11-192,080,8570 total(indirect: See Footnote)
  • Award

    Warrant (right to buy)

    2020-11-19+588,713588,713 total(indirect: See Footnote)
    Exercise: $33.04Exp: 2023-11-19Class A Common Stock (588,713 underlying)
  • Award

    Warrant (right to buy)

    2020-11-19+1,471,7831,471,783 total(indirect: See Footnote)
    Exercise: $37.14Exp: 2023-11-19Class A Common Stock (1,471,783 underlying)
Footnotes (5)
  • [F1]On September 22, 2020, FTS International, Inc. (the "Company") and certain of its subsidiaries filed petitions for voluntary relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas, Houston Division (the "Bankruptcy Court"). On September 22, 2020, the Company filed the Joint Prepackaged Chapter 11 Plan of Reorganization of FTS International, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Company emerged from Chapter 11.
  • [F2]On the Effective Date, all outstanding shares of the Company's common stock were canceled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
  • [F3]Maju Investments (Mauritius) Pte Ltd is wholly owned by Fullerton Fund Investments Pte Ltd, which is wholly owned by Temasek Holdings (Private) Limited. Accordingly, Fullerton Fund Investments Pte Ltd and Temasek Holdings (Private) Limited may be deemed to be indirect beneficial owners of the Class A Common Stock and Warrants beneficially owned directly by Maju Investments (Mauritius) Pte Limited.
  • [F4]On the Effective Date, new shares of the Company's Class A Common Stock were issued to the Reporting Person pursuant to the Plan in exchange for the Company's old common stock. The receipt of the Class A Common Stock was involuntary, without additional consideration and in accordance with the Plan.
  • [F5]On the Effective Date, the Reporting Person received Warrants to purchase shares of Class A Common Stock. The Warrants are exercisable for one share of Class A Common Stock from the date of issuance until November 19, 2023. The receipt of the Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

Documents

1 file

Issuer

FTS International, Inc.

CIK 0001529463

Entity typeother

Related Parties

1
  • filerCIK 0001568353

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 6:21 PM ET
Size
17.5 KB