Trident Brands Inc|4Dec 3, 3:33 PM ET

Fengate Capital Management Ltd. 4

4 · Trident Brands Inc · Filed Dec 3, 2020

Form 4

Period: 2020-11-30

10% Owner

Transactions

Expiration (Short)
Convertible Promissory Note due November 30, 2025
2020-11-30→ 0 total
From: 2018-11-30Exp: 2025-11-30→ Common Stock
Expiration (Short)
Convertible Promissory Note due November 30, 2025
2020-11-30→ 0 total
From: 2019-04-12Exp: 2025-11-30→ Common Stock
Expiration (Short)
Convertible Promissory Note due November 30, 2025
2020-11-30→ 0 total
From: 2019-11-06Exp: 2025-11-30→ Common Stock

Footnotes (3)

[F1]The exercise price of the convertible notes are based on a floating rate formula and therefore not reportable pursuant to Rule 16(a)-1(c)(6).
[F2]The transactions involved the amendment of outstanding convertible notes to eliminate the conversion feature of a portion of the existing convertible notes and to extend the maturity date from December 31, 2020 to November 30, 2025.
[F3]Fengate Trident LP is a private investment limited partnership that may be deemed the direct beneficial owner of the securities referred to herein. Fengate Capital Management Ltd. is the investment manager to and Fengate Trident GP, Inc. is the general partner of Fengate Trident LP. Each of the Reporting Persons disclaims beneficial ownership of the securities referred to herein except to the extent of their pecuniary interest therein.

Documents

1 file