Home/Filings/4/0001104659-20-131978
4//SEC Filing

Fengate Capital Management Ltd. 4

Accession 0001104659-20-131978

CIK 0001421907other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 3:33 PM ET

Size

14.9 KB

Accession

0001104659-20-131978

Insider Transaction Report

Form 4
Period: 2020-11-30
Transactions
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-04-12Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2018-11-30Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-11-06Exp: 2025-11-30Common Stock
Transactions
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2018-11-30Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-04-12Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-11-06Exp: 2025-11-30Common Stock
Transactions
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2018-11-30Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-11-06Exp: 2025-11-30Common Stock
  • Expiration (Short)

    Convertible Promissory Note due November 30, 2025

    2020-11-300 total
    From: 2019-04-12Exp: 2025-11-30Common Stock
Footnotes (3)
  • [F1]The exercise price of the convertible notes are based on a floating rate formula and therefore not reportable pursuant to Rule 16(a)-1(c)(6).
  • [F2]The transactions involved the amendment of outstanding convertible notes to eliminate the conversion feature of a portion of the existing convertible notes and to extend the maturity date from December 31, 2020 to November 30, 2025.
  • [F3]Fengate Trident LP is a private investment limited partnership that may be deemed the direct beneficial owner of the securities referred to herein. Fengate Capital Management Ltd. is the investment manager to and Fengate Trident GP, Inc. is the general partner of Fengate Trident LP. Each of the Reporting Persons disclaims beneficial ownership of the securities referred to herein except to the extent of their pecuniary interest therein.

Issuer

Trident Brands Inc

CIK 0001421907

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001705835

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:33 PM ET
Size
14.9 KB