MARTELLO JOSEPH 4

4 · ARBOR REALTY TRUST INC · Filed Dec 4, 2020

Form 4

Period: 2020-12-03

Director

Transactions

Disposition to Issuer
Common Stock, par value $0.01 per share
2020-12-03$13.30/sh−85,000$1,130,500→ 100,000 total(indirect: By Trust)
Disposition to Issuer
Partnership Common Units
2020-12-03$13.30/sh−40,599$539,967→ 782,496 total(indirect: By Trust)
→ Common Stock, par value $0.01 per share (40,599 underlying)
Disposition to Issuer
Special Voting Preferred Stock, par value $0.01 per share
2020-12-03$13.30/sh−40,599$539,967→ 782,496 total(indirect: By Trust)

Holdings

Common Stock, par value $0.01 per share
(indirect: By LLC)
40,000
Partnership Common Units
(indirect: By LLC)
→ Not Applicable
3,000,000
Partnership Common Units
(indirect: By Trust)
→ Not Applicable
82,902
Common Stock, par value $0.01 per share
120,114
Special Voting Preferred Stock, par value $0.01 per share
(indirect: By LLC)
3,000,000
Special Voting Preferred Stock, par value $0.01 per share
(indirect: By Trust)
82,902

Footnotes (3)

[F1]As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.
[F2]These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Martello shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.
[F3]Not applicable.

Documents

1 file