Home/Filings/4/0001104659-20-132494
4//SEC Filing

Natalone John 4

Accession 0001104659-20-132494

CIK 0001253986other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 5:01 PM ET

Size

15.3 KB

Accession

0001104659-20-132494

Insider Transaction Report

Form 4
Period: 2020-12-03
Natalone John
EVP, Treasury and Servicing
Transactions
  • Disposition to Issuer

    Partnership Common Units

    2020-12-03$13.30/sh40,599$539,967782,496 total(indirect: By Trust)
    Common Stock, par value $0.01 per share (40,599 underlying)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-03$13.30/sh85,000$1,130,500100,000 total(indirect: By Trust)
  • Disposition to Issuer

    Special Voting Preferred Stock, par value $0.01 per share

    2020-12-03$13.30/sh40,599$539,967782,496 total(indirect: By Trust)
Holdings
  • Partnership Common Units

    Not Applicable
    36,674
  • Special Voting Preferred Stock, par value $0.01 per share

    (indirect: By LLC)
    3,000,000
  • Common Stock, par value $0.01 per share

    236,782
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    40,000
  • Special Voting Preferred Stock, par value $0.01 per share

    36,674
  • Partnership Common Units

    (indirect: By LLC)
    Not Applicable
    3,000,000
Footnotes (3)
  • [F1]As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.
  • [F2]These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.
  • [F3]Not applicable.

Documents

1 file

Issuer

ARBOR REALTY TRUST INC

CIK 0001253986

Entity typeother

Related Parties

1
  • filerCIK 0001696122

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:01 PM ET
Size
15.3 KB