Schmid Keith 4
4 · PLUG POWER INC · Filed Dec 16, 2020
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Schmid Keith
Chief Operating Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2020-12-14−83,333→ 166,667 totalExercise: $1.96Exp: 2028-08-28→ Common Stock (83,333 underlying) - Exercise/Conversion
Stock Option (right to buy)
2020-12-15−83,333→ 83,334 totalExercise: $1.96Exp: 2028-08-28→ Common Stock (83,333 underlying) - Exercise/Conversion
Common Stock
2020-12-14$1.72/sh+166,667$286,667→ 522,887 total - Sale
Common Stock
2020-12-14$26.23/sh−250,000$6,557,500→ 356,220 total - Exercise/Conversion
Stock Option (right to buy)
2020-12-14−166,667→ 0 totalExercise: $1.72Exp: 2026-08-09→ Common Stock (166,667 underlying) - Exercise/Conversion
Common Stock
2020-12-15$1.96/sh+83,333$163,333→ 439,553 total - Exercise/Conversion
Common Stock
2020-12-14$1.96/sh+83,333$163,333→ 606,220 total - Sale
Common Stock
2020-12-15$27.04/sh−83,333$2,253,041→ 356,220 total
Footnotes (4)
- [F1]Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 12, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
- [F4]83,333 options vested on August 28, 2019, 83,333 options vested on August 28, 2020 and 83,334 options vest on August 28, 2021.