HOOKIPA Pharma Inc.·4

Dec 18, 4:04 PM ET

Matushansky Igor 4

4 · HOOKIPA Pharma Inc. · Filed Dec 18, 2020

Insider Transaction Report

Form 4
Period: 2020-12-16
Matushansky Igor
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-12-1664039,735 total
    Exercise: $0.10Exp: 2026-12-31Common Stock (640 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-12-1731,6568,079 total
    Exercise: $0.10Exp: 2026-12-31Common Stock (31,656 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-12-1711,36714,208 total
    Exercise: $0.10Exp: 2026-12-31Common Stock (11,367 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-12-175,9657,669 total
    Exercise: $0.10Exp: 2026-12-31Common Stock (5,965 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-16$0.10/sh+640$6456,774 total
  • Sale

    Common Stock

    2020-12-16$11.70/sh380$4,44656,394 total
  • Sale

    Common Stock

    2020-12-17$11.70/sh11,501$134,56264,253 total
  • Exercise/Conversion

    Common Stock

    2020-12-17$0.10/sh+29,628$2,96393,881 total
  • Sale

    Common Stock

    2020-12-17$11.76/sh16,478$193,78177,403 total
  • Exercise/Conversion

    Common Stock

    2020-12-17$0.10/sh+19,360$1,93675,754 total
Footnotes (4)
  • [F1]The sales reported on this Form 4 were in connection with the satisfaction of tax obligations and the shares retained upon exercise remain subject to a lockup agreement which expires on March 8, 2021.
  • [F2]25% of this option vested and became exercisable on March 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter. This option was initially for 129,212 shares and the Reporting Person has exercised his option to purchase 121,133 shares.
  • [F3]25% of this option vested and became exercisable on January 1, 2019, with the remainder vesting in 12 equal quarterly installments thereafter. This option was initially for 45,466 shares and the Reporting Person has exercised his option to purchase 31,258 shares.
  • [F4]25% of this option vested and became exercisable on January 1, 2020, with the remainder vesting in 12 equal quarterly installments thereafter. This option was initially for 13,634 shares and the Reporting Person has exercised his option to purchase 5,965 shares.

Documents

1 file
  • 4
    tm2038926d1_4.xmlPrimary

    OWNERSHIP DOCUMENT