Fengate Trident LP 4/A

Accession 0001104659-20-137508

CIK 0001421907other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:19 PM ET

Size

19.7 KB

Accession

0001104659-20-137508

Form 4/AAmended

Period: 2020-11-30

10% Owner

Transactions

Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−130,947,002→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−61,795,332→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−135,308,989→ 0 total
Exercise: $0.04From: 2017-05-09Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−16,967,876→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−43,199,665→ 0 total
Exercise: $0.04From: 2018-05-16Exp: 2020-12-31→ Common Stock

10% Owner

Transactions

Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−130,947,002→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−43,199,665→ 0 total
Exercise: $0.04From: 2018-05-16Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−61,795,332→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−16,967,876→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−135,308,989→ 0 total
Exercise: $0.04From: 2017-05-09Exp: 2020-12-31→ Common Stock

10% Owner

Transactions

Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−43,199,665→ 0 total
Exercise: $0.04From: 2018-05-16Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−130,947,002→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−61,795,332→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−16,967,876→ 0 total
Exercise: $0.04From: 2016-09-27Exp: 2020-12-31→ Common Stock
Expiration (Short)
Convertible Promissory Note due December 31, 2020
2020-11-30−135,308,989→ 0 total
Exercise: $0.04From: 2017-05-09Exp: 2020-12-31→ Common Stock

Footnotes (2)

[F1]The transaction involved the agreement to exchange the convertible notes for preferred shares of Trident Brand Inc. (the "Issuer") in full satisfaction of the convertible notes, including all accrued interest. The agreement is subject to the satisfaction of certain conditions. If such conditions are not satisfied by June 30, 2021, Fengate Trident LP may convert such notes into shares of common stock of the Issuer upon 75 days' prior written notice to the Issuer.
[F2]Fengate Trident LP is a private investment limited partnership that may be deemed the direct beneficial owner of the securities referred to herein. Fengate Capital Management Ltd. is the investment manager to and Fengate Trident GP, Inc. is the general partner of Fengate Trident LP. Each of the Reporting Persons disclaims beneficial ownership of the securities referred to herein except to the extent of their pecuniary interest therein.

Documents

1 file

Trident Brands Inc

CIK 0001421907

Entity typeother

IncorporatedOntario, Canada