4//SEC Filing
He Wei-Wu 4
Accession 0001104659-20-139064
CIK 0000895051other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:02 PM ET
Size
7.2 KB
Accession
0001104659-20-139064
Insider Transaction Report
Form 4
He Wei-Wu
Director
Transactions
- Gift
Common Stock
2020-12-22−380,000→ 4,683,994 total
Holdings
- 441,072(indirect: See Footnote)
Common Stock
- 7,532,347(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Dr. He gifted 380,000 shares to a foundation.
- [F2]The shares are held indirectly in the name of ETP Global Fund LP, a limited partnership of which the Reporting Person is the managing member of the general partner. The Reporting Person disclaims beneficial ownership over any shares held indirectly, except to the extent of his pecuniary interest therein and his filing is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purposes.
- [F3]The shares are held indirectly in the name of Emerging Technology Partners, LLC, an LLC entity of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership over any shares held indirectly, except to the extent of his pecuniary interest thein and his filing is not an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or any other purposes.
Documents
Issuer
CASI Pharmaceuticals, Inc.
CIK 0000895051
Entity typeother
Related Parties
1- filerCIK 0001542073
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:02 PM ET
- Size
- 7.2 KB