He Wei-Wu 4
4 · CASI Pharmaceuticals, Inc. · Filed Dec 23, 2020
Insider Transaction Report
Form 4
He Wei-Wu
Director
Transactions
- Gift
Common Stock
2020-12-22−380,000→ 4,683,994 total
Holdings
- 441,072(indirect: See Footnote)
Common Stock
- 7,532,347(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Dr. He gifted 380,000 shares to a foundation.
- [F2]The shares are held indirectly in the name of ETP Global Fund LP, a limited partnership of which the Reporting Person is the managing member of the general partner. The Reporting Person disclaims beneficial ownership over any shares held indirectly, except to the extent of his pecuniary interest therein and his filing is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purposes.
- [F3]The shares are held indirectly in the name of Emerging Technology Partners, LLC, an LLC entity of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership over any shares held indirectly, except to the extent of his pecuniary interest thein and his filing is not an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or any other purposes.