El Srouji Abdul Kader 4

Accession 0001104659-20-141101

CIK 0001757932other

View on SEC.gov Company Profile

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 8:15 PM ET

Size

23.5 KB

Accession

0001104659-20-141101

Insider Transaction Report

Form 4

Period: 2020-12-29

Romeo Power, Inc.RMO

El Srouji Abdul Kader

Chief Technology Officer

Transactions

Award
Stock Option (right to buy)
2020-12-29+128,137→ 128,137 total
Exercise: $1.56Exp: 2030-03-25→ Common Stock (128,137 underlying)
Award
Stock Option (right to buy)
2020-12-29+13,526→ 13,526 total
Exercise: $4.09Exp: 2028-11-15→ Common Stock (13,526 underlying)
Award
Stock Option (right to buy)
2020-12-29+42,984→ 42,984 total
Exercise: $1.56Exp: 2029-10-29→ Common stock, par value $0.0001 per share ("Common Stock") (42,984 underlying)
Award
Stock Option (right to buy)
2020-12-29+10,820→ 10,820 total
Exercise: $4.09Exp: 2028-11-15→ Common Stock (10,820 underlying)
Award
Stock Option (right to buy)
2020-12-29+46,065→ 46,065 total
Exercise: $4.09Exp: 2027-08-24→ Common Stock (46,065 underlying)
Award
Stock Option (right to buy)
2020-12-29+2,627→ 2,627 total
Exercise: $4.09Exp: 2027-08-24→ Common Stock (2,627 underlying)
Award
Stock Option (right to buy)
2020-12-29+310,091→ 310,091 total
Exercise: $1.56Exp: 2030-03-25→ Common Stock (310,091 underlying)
Award
Stock Option (right to buy)
2020-12-29+249,168→ 249,168 total
Exercise: $1.56Exp: 2029-10-29→ Common Stock (249,168 underlying)

Footnotes (10)

[F1]Received pursuant to the Agreement and Plan of Merger, dated as of October 5, 2020, as amended by Amendment No. 1 to Agreement and Plan of Merger dated as of November 18, 2020 (as amended, the "Merger Agreement"), by and among Romeo Power, Inc. (f/k/a RMG Acquisition Corp.) (the "Issuer"), RMG Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Romeo Systems, Inc. ("Legacy Romeo"), pursuant to which Merger Sub merged with and into Legacy Romeo, with Legacy Romeo surviving the merger (the "Merger"). As a result, Legacy Romeo became a wholly-owned subsidiary of the Issuer, with the stockholders of Legacy Romeo becoming stockholders of the Issuer.
[F10]One-third of these options vest on the first year anniversary of the grant date, and 1/36th of these options vest monthly thereafter.
[F2]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 353,107 shares of Class A common stock of Legacy Romeo.
[F3]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 2,046,893 shares of Class A common stock of Legacy Romeo.
[F4]64,068 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 1,052,630 shares of Class A common stock of Legacy Romeo.
[F5]155,046 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 2,547,370 shares of Class A common stock of Legacy Romeo.
[F6]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 88,889 shares of Class A common stock of Legacy Romeo.
[F7]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 111,111 shares of Class A common stock of Legacy Romeo.
[F8]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 378,416 shares of Class A common stock of Legacy Romeo.
[F9]This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 21,584 shares of Class A common stock of Legacy Romeo.

Documents

1 file

4
tm2039646d11_form4.xmlPrimary
FORM 4

Issuer

Romeo Power, Inc.

CIK 0001757932

→

Entity typeother

Related Parties

filerCIK 0001835189

Filing Metadata

Form type: 4
Filed: Dec 30, 7:00 PM ET
Accepted: Dec 31, 8:15 PM ET
Size: 23.5 KB

View on SEC.gov