RMG Sponsor, LLC 4
4 · Romeo Power, Inc. · Filed Dec 31, 2020
Insider Transaction Report
Form 4
RMG Sponsor, LLC
10% Owner
Transactions
- Award
Warrants
2020-12-29$1.50/sh+3,766,667$5,650,001→ 3,766,667 totalExercise: $11.50From: 2021-01-28Exp: 2025-12-29→ Class A Common Stock (3,766,667 underlying) - Conversion
Class A Common Stock
2020-12-29+5,750,000→ 5,750,000 total(indirect: See footnote) - Conversion
Class B Common Stock
2020-12-29−5,750,000→ 0 total(indirect: See footnote)→ Class A Common Stock (5,750,000 underlying)
Footnotes (2)
- [F1]In connection with the completion of the Issuer's initial business combination, the Class B Common Stock automatically converted into Class A Common Stock on a one-for-one basis.
- [F2]Philip Kassin is the record holder of the securities reported herein. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. Each of MKC Investments LLC, RMG Sponsor, LLC and Messrs. Carpenter, Mancini and Kassin disclaim beneficial ownership over the securities reported herein except to the extent of their pecuniary interest.