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4//SEC Filing

RMG Sponsor, LLC 4

Accession 0001104659-20-141104

CIK 0001757932other

View on SEC.gov Company Profile

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 8:18 PM ET

Size

13.5 KB

Accession

0001104659-20-141104

Insider Transaction Report

Form 4

Period: 2020-12-29

Romeo Power, Inc.RMO

RMG Sponsor, LLC

10% Owner

Transactions

Award
Warrants
2020-12-29$1.50/sh+3,766,667$5,650,001→ 3,766,667 total
Exercise: $11.50From: 2021-01-28Exp: 2025-12-29→ Class A Common Stock (3,766,667 underlying)
Conversion
Class A Common Stock
2020-12-29+5,750,000→ 5,750,000 total(indirect: See footnote)
Conversion
Class B Common Stock
2020-12-29−5,750,000→ 0 total(indirect: See footnote)
→ Class A Common Stock (5,750,000 underlying)

Carpenter David James

DirectorChairman10% Owner

Transactions

Conversion
Class A Common Stock
2020-12-29+5,750,000→ 5,750,000 total(indirect: See footnote)
Award
Warrants
2020-12-29$1.50/sh+3,766,667$5,650,001→ 3,766,667 total
Exercise: $11.50From: 2021-01-28Exp: 2025-12-29→ Class A Common Stock (3,766,667 underlying)
Conversion
Class B Common Stock
2020-12-29−5,750,000→ 0 total(indirect: See footnote)
→ Class A Common Stock (5,750,000 underlying)

MKC Investments LLC

10% Owner

Transactions

Award
Warrants
2020-12-29$1.50/sh+3,766,667$5,650,001→ 3,766,667 total
Exercise: $11.50From: 2021-01-28Exp: 2025-12-29→ Class A Common Stock (3,766,667 underlying)
Conversion
Class B Common Stock
2020-12-29−5,750,000→ 0 total(indirect: See footnote)
→ Class A Common Stock (5,750,000 underlying)
Conversion
Class A Common Stock
2020-12-29+5,750,000→ 5,750,000 total(indirect: See footnote)

Footnotes (2)

[F1]In connection with the completion of the Issuer's initial business combination, the Class B Common Stock automatically converted into Class A Common Stock on a one-for-one basis.
[F2]Philip Kassin is the record holder of the securities reported herein. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. Each of MKC Investments LLC, RMG Sponsor, LLC and Messrs. Carpenter, Mancini and Kassin disclaim beneficial ownership over the securities reported herein except to the extent of their pecuniary interest.

Documents

1 file

4
tm2039646d15_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Romeo Power, Inc.

CIK 0001757932

Entity typeother

IncorporatedDE

Related Parties

1

filerCIK 0001764269

Filing Metadata

Form type: 4
Filed: Dec 30, 7:00 PM ET
Accepted: Dec 31, 8:18 PM ET
Size: 13.5 KB

View on SEC.gov