Home/Filings/3/0001104659-21-001771
3//SEC Filing

Omega Alpha Management 3

Accession 0001104659-21-001771

CIK 0001832010other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 9:40 PM ET

Size

61.3 KB

Accession

0001104659-21-001771

Insider Transaction Report

Form 3
Period: 2021-01-06
Holdings
  • Class B Ordinary Shares

    2,735,000
Holdings
  • Class B Ordinary Shares

    2,735,000
Holdings
  • Class B Ordinary Shares

    2,735,000
Holdings
  • Class B Ordinary Shares

    2,735,000
Holdings
  • Class B Ordinary Shares

    2,735,000
Footnotes (4)
  • [F1]The Class B Ordinary Shares entitle the holder to one vote for each share held on all matters to be voted on by shareholders and will automatically convert into shares of Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described in the Issuer's registration statement on Form S-1 (File No. 333-251551). Class B Ordinary Shares have no expiration date.
  • [F2]Includes up to 375,000 shares of Class B Ordinary Shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the over-allotment option in full, as described in the Issuer's registration statement.
  • [F3]These shares are held by Omega Alpha Management (the "Sponsor"). The Sponsor is governed by two managers, Otello Stampacchia, who is a director of Omega Fund VI GP Manager, Ltd. ("Omega Top GP"), which is the general partner of Omega Fund VI GP, L.P. ("Omega GP"), which is the general partner of Omega Fund VI, L.P. ("Omega VI"), the sole member of the Sponsor, and Alexandra Pearsall (together with Mr. Stampacchia, the "Managers"). As such, each of Omega Top GP, Omega GP, Omega VI and the Managers has voting and investment discretion with respect to the Class B Ordinary Shares held by the Sponsor and, as a result, each may be deemed to beneficially own the reported securities.
  • [F4]Each of the reporting persons (other than the Sponsor) disclaims Section 16 beneficial ownership of the shares except to the extent, if any, of its, his or her respective pecuniary interest therein, and this report shall not be deemed an admission that any of such person is the beneficial owner of such shares for Section 16 or any other purpose.