|4Jan 12, 5:00 PM ET

Deller Colin James 4

4 · ClearSign Technologies Corp · Filed Jan 12, 2021

Insider Transaction Report

Form 4
Period: 2021-01-10
Deller Colin James
Chief Executive Officer
Transactions
  • Award

    Option to Purchase Coomon Stock

    2021-01-10+590,000590,000 total
    Exercise: $3.37Exp: 2031-01-09Common Stock (590,000 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $2.25Exp: 2029-01-01Common Stock (200,000 underlying)
    200,000
  • Option to Purchase Common Stock

    Exercise: $0.94Exp: 2030-01-01Common Stock (182,730 underlying)
    182,730
  • Option to Purchase Common Stock

    Exercise: $1.16Exp: 2029-01-01Common Stock (400,000 underlying)
    400,000
Footnotes (3)
  • [F1]80,000 shares underlying the option vested immediately upon issuance. The right to purchase the remaining option shares vests upon the achievement of certain performance goals. As each of these various performance goals is met, a portion of the award will vest and will be available for purchase from that date.
  • [F2]The right to purchase the option shares vested on the date of grant.
  • [F3]The right to purchase the option shares vests in 3 equal portions in January of 2019, 2020, 2021.

Documents

1 file
  • 4
    tm212905-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT