|4Jan 13, 5:09 PM ET

Poor Alfred 4

4 · IDEANOMICS, INC. · Filed Jan 13, 2021

Insider Transaction Report

Form 4
Period: 2021-01-13
Poor Alfred
DirectorCEO
Transactions
  • Exercise/Conversion

    Common Stock

    2021-01-13$0.53/sh+125,000$66,250125,000 total
  • Exercise/Conversion

    Common Stock Option

    2021-01-13125,000750,000 total
    Exercise: $0.53Exp: 2030-05-08Common Stock (125,000 underlying)
Footnotes (2)
  • [F1]The stock option exercises reported in this Form 4 were effected under and pursuant to the Issuer's 2010 Equity Incentive Plan and the Stock Option Agreement between the Issuer and the Reporting Person dated May 8, 2020.
  • [F2]Granted 2020 pursuant to the Issuer's 2010 Equity Incentive Plan. The options vest over 24 months with 250,000 options vesting on November 7, 2020, the six-month anniversary of the Vesting Commencement Date, and an additional 41,667 options vesting on each of December 7, 2020 and January 7, 2021. Following the stock option exercises reported in this Form 4, 83,334 of these stock options remained vested and unexercised.

Documents

1 file
  • 4
    tm213110-1_4.xmlPrimary

    OWNERSHIP DOCUMENT