|4Feb 1, 4:31 PM ET

Goodman Heather 4

4 · AppHarvest, Inc. · Filed Feb 1, 2021

Insider Transaction Report

Form 4
Period: 2021-01-29
Transactions
  • Award

    Common Stock, $0.0001 par value

    2021-01-29$10.00/sh+50,000$500,00050,000 total(indirect: See Footnote)
Holdings
  • Common Stock, $0.0001 par value

    86,956
Footnotes (2)
  • [F1]Represents 50,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
  • [F2]The shares are owned directly by TCRE, LLC. Ms. Goodman is a principal of TCRE, LLC. Ms. Goodman disclaims beneficial ownership of the securities held by TCRE, LLC except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    tm214656d1_4.xmlPrimary

    OWNERSHIP DOCUMENT