Bostic Bradley 4
4 · AppHarvest, Inc. · Filed Feb 1, 2021
Insider Transaction Report
Form 4
AppHarvest, Inc.NOVS
Bostic Bradley
Director
Transactions
- Award
Common Stock, $0.0001 par value
2021-01-29$10.00/sh+75,000$750,000→ 193,690 total(indirect: See Footnote)
Footnotes (2)
- [F1]Represents 75,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
- [F2]Represents (i) 75,000 shares owned directly by BEA Holdings III, LLC and (ii) 118,690 shares owned directly by BEA Holdings II, LLC. Mr. Paulson is a trustee of the Trust. Mr. Bostic is the manager of both BEA Holdings II, LLC and BEA Holdings III, LLC. Mr. Bostic disclaims beneficial ownership of the securities held by BEA Holdings II, LLC and BEA Holdings III, LLC except to the extent of his pecuniary interest therein.