Paulson Larry 4
4 · AppHarvest, Inc. · Filed Feb 1, 2021
Insider Transaction Report
Form 4
AppHarvest, Inc.NOVS
Paulson Larry
DirectorChief Executive Officer
Transactions
- Award
Common Stock, $0.0001 par value
2021-01-29$10.00/sh+100,000$1,000,000→ 337,380 total(indirect: See Footnote)
Footnotes (2)
- [F1]Represents 100,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
- [F2]The shares are owned directly by the Larry M and Gretchen V Paulson Family Trust dated September 4, 2019 and any amendments thereto (the "Trust"). Mr. Paulson is a trustee of the Trust. Mr. Paulson disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein.