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4//SEC Filing

Paulson Larry 4

Accession 0001104659-21-010208

CIK 0001807707other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:32 PM ET

Size

5.5 KB

Accession

0001104659-21-010208

Insider Transaction Report

Form 4
Period: 2021-01-29
Paulson Larry
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock, $0.0001 par value

    2021-01-29$10.00/sh+100,000$1,000,000337,380 total(indirect: See Footnote)
Footnotes (2)
  • [F1]Represents 100,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
  • [F2]The shares are owned directly by the Larry M and Gretchen V Paulson Family Trust dated September 4, 2019 and any amendments thereto (the "Trust"). Mr. Paulson is a trustee of the Trust. Mr. Paulson disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein.

Issuer

AppHarvest, Inc.

CIK 0001807707

Entity typeother

Related Parties

1
  • filerCIK 0001509559

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:32 PM ET
Size
5.5 KB