|4Feb 1, 7:54 PM ET

Pridgen William 4

4 · Virios Therapeutics, Inc. · Filed Feb 1, 2021

Insider Transaction Report

Form 4
Period: 2021-01-28
Transactions
  • Exercise/Conversion

    Warrant to Purchase Common Stock

    2021-01-288010 total
    Exercise: $7.80From: 2020-12-16Exp: 2021-01-20Common Stock (801 underlying)
  • Exercise/Conversion

    Common Stock

    2021-01-28$7.80/sh+801$6,248727,993 total
  • Purchase

    Common Stock

    2021-01-29$7.47/sh+3,500$26,1453,500 total(indirect: By 401(k))
Footnotes (2)
  • [F1]The number of shares reported are indirectly held within the Reporting Person's 401(k) account and are invested in the Tuscaloosa Surgical Assoc PC 401k U/A Dtd Jan 1, 2001 of which the Reporting Person is trustee.
  • [F2]The Reporting Person provided notice of exercise to the Issuer on January 20, 2021 and the Company authorized the issuance of the shares pursuant to such exercise on January 28, 2020.

Documents

1 file
  • 4
    tm214953-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT