|5Feb 12, 6:04 PM ET

Arnold Rome G. III 5

5 · New Mountain Finance Corp · Filed Feb 12, 2021

Insider Transaction Report

Form 5
Period: 2020-12-31
Transactions
  • Purchase

    Common Stock

    2019-08-28$13.23/sh+18,000$238,14018,000 total(indirect: By Spouse)
Holdings
  • Common Stock

    21,778
Footnotes (2)
  • [F1]Indirect Ownership through Spouse as the Executor to the Estate of Henry K. Ochs
  • [F2]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 5
    tm215769-1_5seq1.xmlPrimary

    OWNERSHIP DOCUMENT