Home/Filings/4/0001104659-21-022227
4//SEC Filing

Capps Kimberly A 4

Accession 0001104659-21-022227

CIK 0000916907other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 6:48 PM ET

Size

14.2 KB

Accession

0001104659-21-022227

Insider Transaction Report

Form 4
Period: 2021-02-10
Capps Kimberly A
Chief Operations Officer
Transactions
  • Award

    Common Stock

    2021-02-10+60067,143.42 total
  • Award

    Stock Option (Right to buy)

    2021-02-10+3,0003,000 total
    Exercise: $34.91Exp: 2031-02-10Common stock (3,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    49,120.38
  • Common Stock

    (indirect: Held by daughter)
    360
  • Common Stock

    (indirect: Held by son)
    360
  • Stock Option (Right to buy)

    Exercise: $37.31Exp: 2028-01-16Common stock (2,000 underlying)
    2,000
  • Stock Option (Right to buy)

    Exercise: $34.35Exp: 2029-01-04Common stock (2,000 underlying)
    2,000
  • Stock Option (Right to buy)

    Exercise: $37.40Exp: 2030-02-18Common stock (2,000 underlying)
    2,000
Footnotes (7)
  • [F1]The shares are scheduled to vest over a five-year period beginning February 9, 2022, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
  • [F2]Amount has been updated since the last report to include 357 shares acquired pursuant to the Company's Dividend Reinvestment Program.
  • [F3]Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
  • [F4]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter.
  • [F5]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/04/20. Each remaining installment vests annually thereafter.
  • [F6]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
  • [F7]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.

Issuer

SOUTHERN MISSOURI BANCORP, INC.

CIK 0000916907

Entity typeother

Related Parties

1
  • filerCIK 0001504658

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:48 PM ET
Size
14.2 KB