4//SEC Filing
Calcaterra Chris M. 4
Accession 0001104659-21-039872
CIK 0001192448other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 8:46 PM ET
Size
12.8 KB
Accession
0001104659-21-039872
Insider Transaction Report
Form 4
GLAUKOS CorpGKOS
Calcaterra Chris M.
Chief Commercial Officer
Transactions
- Award
Common Stock
2021-03-18+15,499→ 179,305 total - Award
Stock Options (Right to Buy)
2021-03-18+6,384→ 6,384 totalExercise: $39.10From: 2021-03-18Exp: 2030-03-12→ Common Stock (6,384 underlying) - Tax Payment
Common Stock
2021-03-18$89.22/sh−783$69,859→ 178,522 total - Award
Stock Options (Right to Buy)
2021-03-18+4,562→ 4,562 totalExercise: $28.78From: 2021-03-18Exp: 2030-03-12→ Common Stock (4,562 underlying)
Footnotes (6)
- [F1]Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date.
- [F2]Includes 21,466 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- [F3]Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2019.
- [F4]Includes 19,888 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- [F5]Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 18, 2021 the level of achievement for the first year of the multi-year performance period. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that vested based upon the achievement with respect to the first-year performance goal.
- [F6]Represents an option to purchase shares of common stock previously granted by the Issuer on April 1, 2020 pursuant to the Reporting Person's election to receive a portion of his annual bonus for 2020 in the form of stock options rather than cash (the "Bonus Election"). The Compensation Committee determined on March 18, 2021 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2020 executive bonus plan and the number of shares of common stock subject to the stock option earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. The option to purchase common stock will vest on April 1, 2021.
Documents
Issuer
GLAUKOS Corp
CIK 0001192448
Entity typeother
Related Parties
1- filerCIK 0001640771
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 8:46 PM ET
- Size
- 12.8 KB