Home/Filings/4/0001104659-21-045658
4//SEC Filing

Alexander David A 4

Accession 0001104659-21-045658

CIK 0001196501other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:02 PM ET

Size

17.0 KB

Accession

0001104659-21-045658

Insider Transaction Report

Form 4
Period: 2021-04-01
Alexander David A
Chief HR & Compliance Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2021-04-0133,5280 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-0110,9810 total
    Exercise: $19.48Exp: 2028-03-02Common Stock (10,981 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-0139,3260 total
    Exercise: $27.34Exp: 2030-02-27Common Stock (39,326 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-013,4410 total
    Exercise: $13.86Exp: 2023-04-04Common Stock (3,441 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-0121,7550 total
    Exercise: $39.63Exp: 2029-02-28Common Stock (21,755 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-016,4680 total
    Exercise: $19.04Exp: 2027-06-09Common Stock (6,468 underlying)
Footnotes (3)
  • [F1]On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.
  • [F2]Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.
  • [F3]Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is equal or greater than the Per Share Merger Consideration, whether vested or unvested, was cancelled for no consideration.

Issuer

HMS HOLDINGS CORP

CIK 0001196501

Entity typeother

Related Parties

1
  • filerCIK 0001768764

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:02 PM ET
Size
17.0 KB