Home/Filings/4/0001104659-21-045671
4//SEC Filing

CALLEN CRAIG R 4

Accession 0001104659-21-045671

CIK 0001196501other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:08 PM ET

Size

22.6 KB

Accession

0001104659-21-045671

Insider Transaction Report

Form 4
Period: 2021-03-31
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-018,3490 total
    Exercise: $11.20Exp: 2022-11-10Common Stock (8,349 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-015,3670 total
    Exercise: $21.19Exp: 2028-05-23Common Stock (5,367 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-014,3840 total
    Exercise: $30.71Exp: 2030-05-27Common Stock (4,384 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-014,1780 total
    Exercise: $31.57Exp: 2029-05-22Common Stock (4,178 underlying)
  • Award

    Common Stock

    2021-03-31$36.98/sh+777$28,73367,410 total
  • Disposition to Issuer

    Common Stock

    2021-04-0167,4100 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-013,7400 total
    Exercise: $16.54Exp: 2026-11-11Common Stock (3,740 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-016,7430 total
    Exercise: $17.45Exp: 2027-08-21Common Stock (6,743 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-04-013,4220 total
    Exercise: $21.63Exp: 2021-11-11Common Stock (3,422 underlying)
Footnotes (3)
  • [F1]Represents deferred stock units acquired under the Issuer's Director Deffered Compensation Plan in lieu of all or a portion of the Reporting Person's quarterly cash retaining fees for Board services, which are payable in shares of the Issuer's common stock.
  • [F2]On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.
  • [F3]Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.

Issuer

HMS HOLDINGS CORP

CIK 0001196501

Entity typeother

Related Parties

1
  • filerCIK 0001224316

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:08 PM ET
Size
22.6 KB