4//SEC Filing
Evermore Global Advisors, LLC 4
Accession 0001104659-21-047554
CIK 0001494448other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 4:15 PM ET
Size
9.0 KB
Accession
0001104659-21-047554
Insider Transaction Report
Form 4
Evermore Global Advisors, LLC
10% Owner
Transactions
- Other
Common Stock
2021-04-07−11,185,000→ 0 total(indirect: By client) - Other
Warrants (rights to buy) to purchase Common Stock
2021-04-07−2,907,821→ 0 total(indirect: By client)Exp: 2025-07-28→ Common Stock (2,907,821 underlying)
Footnotes (3)
- [F1]On October 15, 2020, the Issuer and its subsidiary filed voluntary petitions under chapter 11 of the United States Bankruptcy Code with the Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to implement the financial restructuring of the Issuer. On December 30, 2020, the Bankruptcy Court entered an order confirming the Issuer's chapter 11 plan of reorganization (the "Plan"). The Plan became effective April 7, 2021.
- [F2]As a result of the Plan becoming effective, the securities of the Issuer were exchanged for certain securities of Lamington Road DAC, an Irish designated activity company (the "Company"). Accordingly, as of April 7, 2021, Evermore Global Advisors, LLC ("Evermore") no longer owns any securities of the Issuer. The Issuer will be liquidated and wound up and its securities will be deregistered with the SEC.
- [F3]The securities were held by Evermore on behalf of its investment advisory client, Sirius International Insurance Corporation. Evermore had sole voting and dispositive power with respect to the securities, but disclaimed beneficial interest in such securities except to the extent of its indirect pecuniary interest therein.
Documents
Issuer
EMERGENT CAPITAL, INC.
CIK 0001494448
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001479983
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 4:15 PM ET
- Size
- 9.0 KB