4//SEC Filing
GERACI JOSEPH ANTHONY II 4
Accession 0001104659-21-049032
CIK 0001425355other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 8:04 PM ET
Size
8.3 KB
Accession
0001104659-21-049032
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Gift
Common Stock
2021-03-25−2,000→ 700,500 total
Holdings
- 1,000(indirect: By Children)
Common Stock
- 702,500
Common Stock
- 290,055(indirect: By LLC)
Common Stock
- 17,273(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]Of this amount, 50,000 common shares are subject to forfeiture pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.
- [F3]These common shares were transferred as a bona fide gift but remain "beneficially owned" under 17 CFR 240.13d-3. The reporting person disclaims beneficial ownership of these shares.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394647
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 8:04 PM ET
- Size
- 8.3 KB