GERACI JOSEPH ANTHONY II 4
4 · Mill City Ventures III, Ltd · Filed Apr 9, 2021
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Gift
Common Stock
2021-03-25−2,000→ 700,500 total
Holdings
- 1,000(indirect: By Children)
Common Stock
- 702,500
Common Stock
- 290,055(indirect: By LLC)
Common Stock
- 17,273(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]Of this amount, 50,000 common shares are subject to forfeiture pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.
- [F3]These common shares were transferred as a bona fide gift but remain "beneficially owned" under 17 CFR 240.13d-3. The reporting person disclaims beneficial ownership of these shares.