4//SEC Filing
Eagle Point Credit GP I LP 4
Accession 0001104659-21-049821
CIK 0001495222other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:17 PM ET
Size
16.6 KB
Accession
0001104659-21-049821
Insider Transaction Report
Form 4
Eagle Point Credit GP I LP
10% Owner
Transactions
- Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-09$170447.52/sh−168,375$28,699,101,180→ 23,617,500 total(indirect: See Footnotes) - Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-12$177146.90/sh−175,000$31,000,707,500→ 23,442,500 total(indirect: See Footnotes)
Holdings
- 21,994
Preferred Stock, $0.01 par value per share
- 782,357(indirect: See Footnotes)
Preferred Stock, $0.01 par value per share
Eagle Point Credit Management LLC
10% Owner
Transactions
- Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-12$177146.90/sh−175,000$31,000,707,500→ 23,442,500 total(indirect: See Footnotes) - Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-09$170447.52/sh−168,375$28,699,101,180→ 23,617,500 total(indirect: See Footnotes)
Holdings
- 21,994
Preferred Stock, $0.01 par value per share
- 782,357(indirect: See Footnotes)
Preferred Stock, $0.01 par value per share
Majewski Thomas P.
10% Owner
Transactions
- Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-12$177146.90/sh−175,000$31,000,707,500→ 23,442,500 total(indirect: See Footnotes) - Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-09$170447.52/sh−168,375$28,699,101,180→ 23,617,500 total(indirect: See Footnotes)
Holdings
- 21,994
Preferred Stock, $0.01 par value per share
- 782,357(indirect: See Footnotes)
Preferred Stock, $0.01 par value per share
Eagle Point DIF GP I LLC
10% Owner
Transactions
- Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-12$177146.90/sh−175,000$31,000,707,500→ 23,442,500 total(indirect: See Footnotes) - Sale
6.75% Notes due 2031, issued in denominations of $25.00
2021-04-09$170447.52/sh−168,375$28,699,101,180→ 23,617,500 total(indirect: See Footnotes)
Holdings
- 21,994
Preferred Stock, $0.01 par value per share
- 782,357(indirect: See Footnotes)
Preferred Stock, $0.01 par value per share
Footnotes (8)
- [F1]The amount reported reflects the aggregate principal amount of the 6.75% Notes due 2031 ("Notes").
- [F2]The price reported in Column 4 reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.29 to $25.35 per Note, inclusive, at a weighted average price of $25.31 per Note. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in in footnotes (1) and (2) to this Form 4.
- [F3]The price reported in Column 4 reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.27 to $25.39 per Note, inclusive, at a weighted average price of $25.31 per Note.
- [F4]The Notes are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts.
- [F5]Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes reported in Column 4.
- [F6]Thomas P. Majewski directly owns the preferred stock par value $0.01 per share ("Preferred Stock") in his personal capacity. None of the other Reporting Persons has a pecuniary interest in these securities.
- [F7]The Preferred Stock is directly owned by the Funds. Accordingly, for the reasons described above in footnote 1, the General Partners and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Preferred Stock.
- [F8]Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Oxford Lane Capital Corp.
CIK 0001495222
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001607205
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:17 PM ET
- Size
- 16.6 KB