MUSTANG BIO, INC.·4

Apr 16, 4:32 PM ET

Achenbach Brian 4

4 · MUSTANG BIO, INC. · Filed Apr 16, 2021

Insider Transaction Report

Form 4
Period: 2019-12-06
Achenbach Brian
SVP, Fin. & Corp. Controller
Transactions
  • Sale

    COMMON STOCK

    [F1][F7][F8]
    2019-12-06$3.69/sh6,144$22,671145,630 total
  • Sale

    COMMON STOCK

    [F2][F7][F8]
    2020-03-31$2.64/sh3,033$8,007142,597 total
  • Sale

    COMMON STOCK

    [F3][F7][F8]
    2020-05-22$3.04/sh880$2,675141,717 total
  • Sale

    COMMON STOCK

    [F4][F7][F8]
    2020-10-21$2.97/sh3,056$9,076138,661 total
  • Sale

    COMMON STOCK

    [F5][F7][F8]
    2020-12-08$3.03/sh5,185$15,711133,476 total
  • Sale

    COMMON STOCK

    [F6][F7][F8]
    2021-04-09$3.36/sh2,423$8,141131,053 total
Footnotes (8)
  • [F1]6,144 shares were sold in connection with the vesting of 13,750 shares on December 4, 2019, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F2]3,033 shares were sold in connection with the vesting of 8,750 shares on March 27, 2020, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F3]880 shares were sold in connection with the vesting of 3,438 shares on March 26, 2020, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F4]3,056 shares were sold in connection with the vesting of 9,063 shares on October 10, 2020, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F5]5,185 shares were sold in connection with the vesting of 13,750 shares on December 4, 2020, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F6]2,423 shares were sold in connection with the vesting of 8,750 shares on March 27, 2021, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
  • [F7]Represents the weighted average sales price.
  • [F8]Includes restricted share units, which vest over various time periods.
Signature
/s/ Brian Achenbach|2021-04-16

Documents

1 file
  • 4
    tm2113178-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT