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3//SEC Filing

SMC Holdings I, LP 3

Accession 0001104659-21-055669

CIK 0001098146other
View on SEC.govCompany Profile

Filed

Apr 26, 8:00 PM ET

Accepted

Apr 27, 4:56 PM ET

Size

9.7 KB

Accession

0001104659-21-055669

Insider Transaction Report

Form 3
Period: 2021-03-31
PATRIOT NATIONAL BANCORP INCPNBK
Steffens John
Other
Holdings

  • Common Stock

    427,691
SMC Holdings I G.P., LLC
Other
Holdings

  • Common Stock

    427,691
SMC Holdings I, LP
10% OwnerOther
Holdings

  • Common Stock

    427,691
Ho Gregory P.
Other
Holdings

  • Common Stock

    427,691
Footnotes (1)
  • [F1]SMC Holdings I, LP, a Delaware limited partnership ("SMC Holdings"), directly holds 427,691 shares of Common Stock of Patriot National Bancorp, Inc. (the "Issuer"). SMC Holdings I G.P., LLC, a Delaware limited liability company ("SMC GP"), is the general partner of SMC Holdings. John L. Steffens ("Mr. Steffens") and Gregory P. Ho ("Mr. Ho") each serves as a Managing Member of SMC GP. Each of SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the shares of Common Stock held by SMC Holdings.

Documents

1 file

Issuer

PATRIOT NATIONAL BANCORP INC

CIK 0001098146

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001545859

Filing Metadata

Form type
3
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 4:56 PM ET
Size
9.7 KB
View on SEC.gov