SMC Holdings I, LP 3
3 · PATRIOT NATIONAL BANCORP INC · Filed Apr 27, 2021
Insider Transaction Report
Form 3
SMC Holdings I, LP
10% OwnerOther
Holdings
- 427,691
Common Stock
Footnotes (1)
- [F1]SMC Holdings I, LP, a Delaware limited partnership ("SMC Holdings"), directly holds 427,691 shares of Common Stock of Patriot National Bancorp, Inc. (the "Issuer"). SMC Holdings I G.P., LLC, a Delaware limited liability company ("SMC GP"), is the general partner of SMC Holdings. John L. Steffens ("Mr. Steffens") and Gregory P. Ho ("Mr. Ho") each serves as a Managing Member of SMC GP. Each of SMC GP, Mr. Steffens and Mr. Ho may be deemed to indirectly hold the shares of Common Stock held by SMC Holdings.