FERTITTA TILMAN J 4
4 · Landcadia Holdings IV, Inc. · Filed May 11, 2021
Insider Transaction Report
Form 4
TJF, LLC
Director10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2021-05-10−937,500→ 6,250,000 total→ Class A Common Stock (937,500 underlying)
Footnotes (3)
- [F1]On May 10, 2021, TJF, LLC forfeited at no cost 937,500 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.
- [F2]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.
- [F3]The securities are held directly by TJF, LLC. Tilman J. Fertitta owns and controls TJF, LLC and has voting and dispositive control over the securities held directly by TJF, LLC