Home/Filings/4/0001104659-21-064594
4//SEC Filing

FOX TERENCE P 4

Accession 0001104659-21-064594

CIK 0001120370other

Filed

May 10, 8:00 PM ET

Accepted

May 11, 4:54 PM ET

Size

7.4 KB

Accession

0001104659-21-064594

Insider Transaction Report

Form 4
Period: 2021-05-07
Transactions
  • Award

    Common Stock

    2021-05-07+9,336321,588 total
Holdings
  • Common Stock

    (indirect: By Trust)
    200,000
  • Phantom Stock

    Common Stock (519 underlying)
    519
Footnotes (3)
  • [F1]Includes 9,336 restricted stock units that vest on 5/1/22.
  • [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
  • [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.

Issuer

BROADWIND, INC.

CIK 0001120370

Entity typeother

Related Parties

1
  • filerCIK 0001353619

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:54 PM ET
Size
7.4 KB