FOX TERENCE P 4
4 · BROADWIND, INC. · Filed May 11, 2021
Insider Transaction Report
Form 4
BROADWIND, INC.BWEN
FOX TERENCE P
Director
Transactions
- Award
Common Stock
2021-05-07+9,336→ 321,588 total
Holdings
- 200,000(indirect: By Trust)
Common Stock
- 519
Phantom Stock
→ Common Stock (519 underlying)
Footnotes (3)
- [F1]Includes 9,336 restricted stock units that vest on 5/1/22.
- [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
- [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.