4//SEC Filing
Chu James Michael 4
Accession 0001104659-21-064687
CIK 0001530979other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 6:45 PM ET
Size
18.9 KB
Accession
0001104659-21-064687
Insider Transaction Report
Form 4
THC Shared Abacus, LP
10% Owner
Transactions
- Conversion
Common Stock
2021-05-07+5,100,790→ 31,187,748 total - Conversion
Common Stock
2021-05-07+1,934,226→ 22,847,364 total - Conversion
Series A Preferred Stock
2021-05-07−1,934,226→ 0 total→ Common Stock (1,934,226 underlying) - Conversion
Common Stock
2021-05-07+3,239,594→ 26,086,958 total - Sale
Common Stock
2021-05-07$16.00/sh−19,017,945$304,287,120→ 12,169,803 total - Conversion
Series A-1 Preferred Stock
2021-05-07−3,239,594→ 0 total→ Common Stock (3,239,594 underlying) - Conversion
Series F Preferred Stock
2021-05-07−5,100,790→ 0 total→ Common Stock (5,100,790 underlying)
Chu James Michael
10% Owner
Transactions
- Conversion
Series F Preferred Stock
2021-05-07−5,100,790→ 0 total→ Common Stock (5,100,790 underlying) - Conversion
Common Stock
2021-05-07+1,934,226→ 22,847,364 total - Conversion
Common Stock
2021-05-07+5,100,790→ 31,187,748 total - Sale
Common Stock
2021-05-07$16.00/sh−19,017,945$304,287,120→ 12,169,803 total - Conversion
Series A Preferred Stock
2021-05-07−1,934,226→ 0 total→ Common Stock (1,934,226 underlying) - Conversion
Common Stock
2021-05-07+3,239,594→ 26,086,958 total - Conversion
Series A-1 Preferred Stock
2021-05-07−3,239,594→ 0 total→ Common Stock (3,239,594 underlying)
Footnotes (4)
- [F1]The shares of Series A Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- [F2]Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and the management of C8 Management, L.L.C. is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Scott Dahnke is also a director of the Issuer and is making a separate Form 4 filing. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.
- [F3]The shares of Series A-1 Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- [F4]The shares of Series F Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
Documents
Issuer
Honest Company, Inc.
CIK 0001530979
Entity typeother
Related Parties
1- filerCIK 0001544498
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 6:45 PM ET
- Size
- 18.9 KB