3//SEC Filing
Rosella Holdings Ltd 3
Accession 0001104659-21-067112
CIK 0001802749other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 7:38 PM ET
Size
21.6 KB
Accession
0001104659-21-067112
Insider Transaction Report
Form 3
Rosella Holdings Ltd
10% Owner
Holdings
- 11,170,687
Common Stock
International Co Management Ltd
10% Owner
Holdings
- 11,170,687
Common Stock
Portman Welbeck Ltd
10% Owner
Holdings
- 11,170,687
Common Stock
Footnotes (4)
- [F1]These securities were acquired by Rosella Holdings Limited, a Guernsey limited company ("Rosella"), pursuant to the Business Combination Agreement among Lightning Systems, Inc., a privately held Delaware corporation that now is a wholly owned subsidiary of the Issuer (previously known as GigCapital3, Inc.), and Project Power Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Issuer.
- [F2]In connection with the Business Combination Agreement, 10,212,713 shares of the Issuer's Common Stock were issued to Rosella in exchange for Lightning Systems Common Stock received by Rosella upon the automatic conversion of pre-merger Lightning Systems preferred stock, 258,809 shares of the Issuer's Common Stock were issued to Rosella in exchange for Lightning Systems Common Stock received by Rosella upon the automatic conversion of pre-merger Lightning Systems preferred stock dividends, 283,311 shares of the Issuer's Common Stock were issued to Rosella in exchange for Lightning Systems Common Stock received by Rosella upon the automatic conversion of a pre-merger Lightning Systems convertible note and 415,854 shares of the Issuer's Common Stock were issued to Rosella in exchange for Lightning Systems Common Stock received by Rosella upon the exercise of Lighting Systems warrants pre-merger.
- [F3]Rosella may be deemed to have indirect beneficial ownership of securities held by Aravaipa Venture Fund, LLC. Rosella disclaims beneficial ownership of such securities.
- [F4]These securities are directly held by Rosella. The directors of Rosella are International Company Management Limited and Portman Welbeck Limited. Both International Company Management Limited and Portman Welbeck Limited disclaim beneficial ownership of such securities.
Issuer
Lightning eMotors, Inc.
CIK 0001802749
Entity typeother
IncorporatedGuernsey
Related Parties
1- filerCIK 0001857124
Filing Metadata
- Form type
- 3
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 7:38 PM ET
- Size
- 21.6 KB