4//SEC Filing
Li Jianwei 4
Accession 0001104659-21-067142
CIK 0001847075other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 9:05 PM ET
Size
10.1 KB
Accession
0001104659-21-067142
Insider Transaction Report
Form 4
Li Jianwei
DirectorChief Financial Officer10% Owner
Transactions
- Purchase
Class A Ordinary Shares
2021-05-12$10.00/sh+9,780$97,800→ 1,074,780 total - Other
Class B Ordinary Shares
2021-05-12−27,753→ 212,247 total→ Class A Ordinary Shares (27,753 underlying)
TradeUP Global Sponsor LLC
Director10% Owner
Transactions
- Purchase
Class A Ordinary Shares
2021-05-12$10.00/sh+9,780$97,800→ 1,074,780 total - Other
Class B Ordinary Shares
2021-05-12−27,753→ 212,247 total→ Class A Ordinary Shares (27,753 underlying)
Footnotes (5)
- [F1]TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor.
- [F2]On May 12, 2021 in connection with the closing of the exercise of the underwriter's over-allotment option, Sponsor purchased from the Issuer 9,780 Class A Shares at a purchase price of $10.00 per share.
- [F3]This Form 4 reflects the automatic surrender to the Issuer of 27,753 Class B Shares for no consideration by Sponsor pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the issuer's initial public offering not to exercise its option to purchase additional units
- [F4]TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.
- [F5]The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
Documents
Issuer
TradeUP Global Corp
CIK 0001847075
Entity typeother
Related Parties
1- filerCIK 0001858469
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 9:05 PM ET
- Size
- 10.1 KB