4//SEC Filing
Pontifax (China) IV L.P. 4
Accession 0001104659-21-067336
CIK 0001035354other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 7:03 AM ET
Size
20.7 KB
Accession
0001104659-21-067336
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2021-05-13$1.35/sh+1,280,624$1,728,842→ 1,791,470 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,422,222$1,920,000→ 1,989,551 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+592,592$799,999→ 616,592 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+2,630,487$3,551,157→ 3,679,797 total(indirect: By Pontifax Investment Fund)
Pontifax (Cayman) IV L.P.
10% Owner
Transactions
- Purchase
Common Stock
2021-05-13$1.35/sh+1,280,624$1,728,842→ 1,791,470 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,422,222$1,920,000→ 1,989,551 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+2,630,487$3,551,157→ 3,679,797 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+592,592$799,999→ 616,592 total(indirect: By Pontifax Investment Fund)
Pontifax (China) IV L.P.
10% Owner
Transactions
- Purchase
Common Stock
2021-05-13$1.35/sh+2,630,487$3,551,157→ 3,679,797 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+592,592$799,999→ 616,592 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,280,624$1,728,842→ 1,791,470 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,422,222$1,920,000→ 1,989,551 total(indirect: By Pontifax Investment Fund)
Pontifax (Israel) IV, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2021-05-13$1.35/sh+1,422,222$1,920,000→ 1,989,551 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+592,592$799,999→ 616,592 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+2,630,487$3,551,157→ 3,679,797 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,280,624$1,728,842→ 1,791,470 total(indirect: By Pontifax Investment Fund)
Pontifax IV GP L.P.
10% Owner
Transactions
- Purchase
Common Stock
2021-05-13$1.35/sh+592,592$799,999→ 616,592 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,280,624$1,728,842→ 1,791,470 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+2,630,487$3,551,157→ 3,679,797 total(indirect: By Pontifax Investment Fund) - Purchase
Common Stock
2021-05-13$1.35/sh+1,422,222$1,920,000→ 1,989,551 total(indirect: By Pontifax Investment Fund)
Footnotes (5)
- [F1]Reflects the purchase of shares in the offering of Common Stock of Eloxx Pharmaceuticals, Inc. that is expected to close on May 18, 2021.
- [F2]Represents shares of the Issuer held by Pontifax (Cayman) IV L.P. ("Cayman IV"). Pontifax IV GP L.P. ("Pontifax IV") is the general partner of Cayman IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. Each of Management 4, Pontifax IV and Cayman IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
- [F3]Represents shares of the Issuer held by Pontifax (Israel) IV, L.P. ("Israel IV"). Pontifax IV is the general partner of Israel IV. Management 4 is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. Each of Management 4, Pontifax IV and Israel IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
- [F4]Represents shares of the Issuer held by Pontifax (China) IV L.P. ("China IV"). Pontifax IV is the general partner of China IV. Management 4 is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by China IV. Each of Management 4, Pontifax IV and China IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
- [F5]Represents shares of the Issuer held by Pontifax Late Stage Fund L.P.("Late Stage Fund"). Pontifax Late Stage GP Ltd. ("Late Stage GP"), the general partner of Late Stage Fund, has a Strategic Alliance Agreement with Pontifax IV. By virtue of this relationship, Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Late Stage Fund. Each of Management 4, Pontifax IV, Late Stage Fund and Late Stage GP disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
Documents
Issuer
Eloxx Pharmaceuticals, Inc.
CIK 0001035354
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001726030
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 7:03 AM ET
- Size
- 20.7 KB