Cohen & Co Inc.·4

May 25, 3:07 PM ET

Pooler Joseph W. Jr. 4

4 · Cohen & Co Inc. · Filed May 25, 2021

Insider Transaction Report

Form 4
Period: 2021-05-21
Pooler Joseph W. Jr.
EVP, CFO and Treasurer
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2021-05-21$25.73/sh10,000$257,30047,495 total
  • Sale

    Common Stock, par value $0.01 per share

    2021-05-24$24.63/sh2,248$55,36837,495 total
  • Sale

    Common Stock, par value $0.01 per share

    2021-05-24$23.90/sh7,752$185,27339,743 total
Footnotes (4)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $26.35, inclusive. The reporting person undertakes to provide to Cohen & Company Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.52 to $24.51, inclusive.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.52 to $24.72, inclusive.

Documents

1 file
  • 4
    tm2117460-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT