4//SEC Filing
Wilkes Thomas Clayton 4
Accession 0001104659-21-076008
CIK 0001818874other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 9:24 PM ET
Size
5.8 KB
Accession
0001104659-21-076008
Insider Transaction Report
Form 4
Wilkes Thomas Clayton
DirectorVice Chairman - Galileo
Transactions
- Award
Common Stock
2021-05-28+53,921,655→ 53,921,655 total(indirect: See Footnote)
Footnotes (2)
- [F1]Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.
- [F2]Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 4,567,823 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC. The address of this entity is 1077 E Duffer Ln, North Salt Lake, UT 84054.
Documents
Issuer
SoFi Technologies, Inc.
CIK 0001818874
Entity typeother
Related Parties
1- filerCIK 0001864754
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 9:24 PM ET
- Size
- 5.8 KB