4//SEC Filing
August Capital Strategic Partners V, L.P. 4
Accession 0001104659-21-076531
CIK 0001422930other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 6:50 PM ET
Size
22.3 KB
Accession
0001104659-21-076531
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
August Capital V, L.P.
10% Owner
Transactions
- Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Other
Class A common stock
2021-06-02−1,610,763→ 389,237 total(indirect: See footnote) - Conversion
Class B common stock
2021-06-01−2,000,000→ 5,173,750 total(indirect: See footnote)→ Class A common stock (2,000,000 underlying) - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Sale
Class A Common stock
2021-06-03$29.43/sh−26,630$783,721→ 13,244 total - Conversion
Class A common stock
2021-06-01+2,000,000→ 2,000,000 total(indirect: See footnote)
Transactions
- Conversion
Class B common stock
2021-06-01−2,000,000→ 5,173,750 total(indirect: See footnote)→ Class A common stock (2,000,000 underlying) - Conversion
Class A common stock
2021-06-01+2,000,000→ 2,000,000 total(indirect: See footnote) - Other
Class A common stock
2021-06-02−1,610,763→ 389,237 total(indirect: See footnote) - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Sale
Class A Common stock
2021-06-03$29.43/sh−26,630$783,721→ 13,244 total
Hornik David
10% Owner
Transactions
- Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Sale
Class A Common stock
2021-06-03$29.43/sh−26,630$783,721→ 13,244 total - Conversion
Class B common stock
2021-06-01−2,000,000→ 5,173,750 total(indirect: See footnote)→ Class A common stock (2,000,000 underlying) - Conversion
Class A common stock
2021-06-01+2,000,000→ 2,000,000 total(indirect: See footnote) - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Other
Class A common stock
2021-06-02−1,610,763→ 389,237 total(indirect: See footnote)
Hartenbaum Howard
10% Owner
Transactions
- Other
Class A common stock
2021-06-02−1,610,763→ 389,237 total(indirect: See footnote) - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Conversion
Class B common stock
2021-06-01−2,000,000→ 5,173,750 total(indirect: See footnote)→ Class A common stock (2,000,000 underlying) - Sale
Class A Common stock
2021-06-03$29.43/sh−26,630$783,721→ 13,244 total - Conversion
Class A common stock
2021-06-01+2,000,000→ 2,000,000 total(indirect: See footnote)
August Capital Management V, L.L.C.
10% Owner
Transactions
- Other
Class A common stock
2021-06-02−1,610,763→ 389,237 total(indirect: See footnote) - Sale
Class A Common stock
2021-06-03$29.43/sh−26,630$783,721→ 13,244 total - Conversion
Class A common stock
2021-06-01+2,000,000→ 2,000,000 total(indirect: See footnote) - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Other
Class A common stock
2021-06-02+39,874→ 39,874 total - Conversion
Class B common stock
2021-06-01−2,000,000→ 5,173,750 total(indirect: See footnote)→ Class A common stock (2,000,000 underlying)
Footnotes (6)
- [F1]Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
- [F2]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- [F3]These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds.
- [F4]Shares held directly by David M. Hornik
- [F5]Shares held directly by Howard Hartenbaum.
- [F6]The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001464232
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 6:50 PM ET
- Size
- 22.3 KB