Home/Filings/4/0001104659-21-080925
4//SEC Filing

Dyer Matthew 4

Accession 0001104659-21-080925

CIK 0001816431other

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 6:51 PM ET

Size

17.6 KB

Accession

0001104659-21-080925

Insider Transaction Report

Form 4
Period: 2021-06-10
Dyer Matthew
Chief Business Officer
Transactions
  • Award

    Class A Common Stock

    2021-06-10+79,750341,493 total
  • Award

    Stock Option (right to buy)

    2021-06-10+239,250239,250 total
    Exercise: $3.03Exp: 2029-08-23Class A Common Stock (239,250 underlying)
  • Award

    Class A Common Stock

    2021-06-10+261,743261,743 total
  • Award

    Stock Option (right to buy)

    2021-06-10+7,4907,490 total
    Exercise: $2.56Exp: 2028-01-11Class A Common Stock (7,490 underlying)
  • Award

    Stock Option (right to buy)

    2021-06-10+155,021155,021 total
    Exercise: $3.03Exp: 2029-08-23Class A Common Stock (155,021 underlying)
  • Award

    Stock Option (right to buy)

    2021-06-10+133,994133,994 total
    Exercise: $2.90Exp: 2030-05-17Class A Common Stock (133,994 underlying)
Footnotes (11)
  • [F1]In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 328,205 shares of Quantum-Si common stock.
  • [F10]The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2020, subject to Dr. Dyer's continued service through the applicable vesting date.
  • [F11]Received in connection with the Merger in exchange for a stock option to acquire 168,018 shares of Quantum-Si common stock for $2.31 per share.
  • [F2]Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on March 12, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
  • [F3]Received in connection with the Merger in exchange for 100,000 RSUs of Quantum-Si.
  • [F4]The shares underlying this option vested as to 25% on December 31, 2018, with the remainder vesting in 36 equal monthly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.
  • [F5]Received in connection with the Merger in exchange for a stock option to acquire 9,393 shares of Quantum-Si common stock for $2.04 per share.
  • [F6]The shares underlying this option vest in 48 equal monthly installments beginning on January 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
  • [F7]Received in connection with the Merger in exchange for a stock option to acquire 194,384 shares of Quantum-Si common stock for $2.41 per share.
  • [F8]The shares underlying this option vest in 48 equal monthly installments beginning on May 31, 2019, subject to Dr. Dyer's continued service through the applicable vesting date.
  • [F9]Received in connection with the Merger in exchange for a stock option to acquire 300,000 shares of Quantum-Si common stock for $2.41 per share.

Issuer

Quantum-Si Inc

CIK 0001816431

Entity typeother

Related Parties

1
  • filerCIK 0001856966

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 6:51 PM ET
Size
17.6 KB