4//SEC Filing
WALDEN CHARLES C 4
Accession 0001104659-21-092421
CIK 0000897802other
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 10:33 AM ET
Size
7.7 KB
Accession
0001104659-21-092421
Insider Transaction Report
Form 4
WALDEN CHARLES C
Director
Transactions
- Exercise/Conversion
Common Stock
2021-06-24+9,779→ 30,285 total - Exercise/Conversion
3.50% Convertible Preferred Stock Series B
2021-06-24−5,000→ 0 totalExercise: $0.00→ Common Stock (9,779 underlying)
Footnotes (3)
- [F1]On June 24, 2021 the Reporting Person converted 5,000 shares of the Registrant's 3.50% Convertible Preferred Stock Series B into 9,779 shares of the Registrant's common stock.
- [F2]The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion ratio of 1.9558 shares of common stock for each share of Preferred Stock held, subject to adjustment.
- [F3]The Issuer has announced that, if not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on July 9, 2021.
Documents
Issuer
SPECIAL OPPORTUNITIES FUND, INC.
CIK 0000897802
Entity typeother
Related Parties
1- filerCIK 0001475052
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 10:33 AM ET
- Size
- 7.7 KB