4//SEC Filing
MOYES JAY M 4
Accession 0001104659-21-094520
CIK 0001534969other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 6:02 PM ET
Size
11.2 KB
Accession
0001104659-21-094520
Insider Transaction Report
Form 4
MOYES JAY M
Chief Financial Officer
Transactions
- Conversion
Class A Common Stock
2021-07-19+2,455→ 2,455 total - Conversion
Class A Common Stock
2021-07-19+375→ 2,830 total - Conversion
Series A-2 Preferred Stock
2021-07-19−2,455→ 0 total→ Class A Common Stock (2,455 underlying) - Conversion
Series B-1 Preferred Stock
2021-07-19−375→ 0 total→ Class A Common Stock (375 underlying)
Footnotes (3)
- [F1]The Issuer's Series A-2 Preferred Stock is convertible at the option of a holder at any time into shares of the Issuer's Class A Common Stock at a conversion price, as adjusted to reflect the Issuer's recent 1-for-0.481 reverse stock split, of $5.20 per share. The Series A-2 Preferred Stock has no expiration date.
- [F2]The Issuer's Series B-1 Preferred Stock is convertible at the option of a holder at any time into shares of the Issuer's Class A Common Stock at a conversion price, as adjusted to reflect the Issuer's recent 1-for-0.481 reverse stock split, of $5.20 per share. The Series B-1 Preferred Stock has no expiration date.
- [F3]The shares of preferred stock automatically converted into the Issuer's Class A Common Stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, immediately upon completion of the Issuer's initial public offering, which became effective on July 19, 2021.
Documents
Issuer
SERA PROGNOSTICS, INC.
CIK 0001534969
Entity typeother
Related Parties
1- filerCIK 0001191062
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 6:02 PM ET
- Size
- 11.2 KB