Shrestha Sanjay K 4
4 · PLUG POWER INC · Filed Jul 22, 2021
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Shrestha Sanjay K
Chief Strategy Officer
Transactions
- Exercise/Conversion
Restricted Stock Unit
2021-05-09−50,000→ 50,000 total→ Common Stock (50,000 underlying) - Tax Payment
Common Stock
2021-07-15$23.05/sh−14,154$326,250→ 255,146 total - Sale
Common Stock
2021-07-13$28.43/sh−5,700$162,065→ 269,300 total - Exercise/Conversion
Common Stock
2021-05-09+50,000→ 275,000 total
Footnotes (5)
- [F1]Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
- [F2]Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F4]Tendered to Issuer to satisfy tax withholding obligations of Reporting Person in connection with the Reporting Person's restricted stock unit award.
- [F5]On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.