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3//SEC Filing

ATHENE ANNUITY & LIFE ASSURANCE Co 3

Accession 0001104659-21-095986

CIK 0001515324other
View on SEC.govCompany Profile

Filed

Jul 25, 8:00 PM ET

Accepted

Jul 26, 7:45 PM ET

Size

57.1 KB

Accession

0001104659-21-095986

Insider Transaction Report

Form 3
Period: 2021-07-15
Ares Dynamic Credit Allocation Fund, Inc.ARDC
Athene Asset Management LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
AISG GP Ltd.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Apollo Capital Management GP, LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000
Apollo Management Holdings, L.P.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Apollo Management Holdings GP, LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000
Athene USA Corp
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Athene Holding Ltd
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Aviva Life & Annuity Co
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
LIBERTY LIFE INSURANCE CO
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Apollo Capital Management, L.P.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 7/15/2026

    (indirect: See footnote)
    9,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2026

    (indirect: See footnote)
    4,000,000

  • Mandatory Redeemable Preferred Stock 9/15/2028

    (indirect: See footnote)
    6,000,000
Footnotes (1)
  • [F1]See Exhibit 99.1.

Documents

3 files

Issuer

Ares Dynamic Credit Allocation Fund, Inc.

CIK 0001515324

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0000059252

Filing Metadata

Form type
3
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 7:45 PM ET
Size
57.1 KB
View on SEC.gov