Palm Global Small Cap Master Fund LP 4
4 · MINIM, INC. · Filed Jul 30, 2021
Insider Transaction Report
Form 4
MINIM, INC.MINM
Horowitz Joshua
Director
Transactions
- Purchase
Common Stock
2021-07-29$2.50/sh+40,000$100,000→ 1,246,640 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,286
Common Stock
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying)
Footnotes (3)
- [F1]The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
- [F2]Fully exercisable as of the grant date, July 9, 2020.
- [F3]Fully exercisable as of the grant date, July 13, 2020.