4//SEC Filing
Palm Global Small Cap Master Fund LP 4
Accession 0001104659-21-098003
CIK 0001467761other
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 10:01 AM ET
Size
14.1 KB
Accession
0001104659-21-098003
Insider Transaction Report
Form 4
MINIM, INC.MINM
Transactions
- Purchase
Common Stock
2021-07-29$2.50/sh+40,000$100,000→ 1,246,640 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 7,286
Common Stock
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying)
Horowitz Joshua
Director
Transactions
- Purchase
Common Stock
2021-07-29$2.50/sh+40,000$100,000→ 1,246,640 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,286
Common Stock
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying)
Palm Management (US) LLC
Director
Transactions
- Purchase
Common Stock
2021-07-29$2.50/sh+40,000$100,000→ 1,246,640 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 7,286
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying)
Palmer Bradley C
Director
Transactions
- Purchase
Common Stock
2021-07-29$2.50/sh+40,000$100,000→ 1,246,640 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 7,286
Common Stock
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
- [F2]Fully exercisable as of the grant date, July 9, 2020.
- [F3]Fully exercisable as of the grant date, July 13, 2020.
Documents
Issuer
MINIM, INC.
CIK 0001467761
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001726444
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 10:01 AM ET
- Size
- 14.1 KB