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ATHENE ANNUITY & LIFE ASSURANCE Co 3

Accession 0001104659-21-098964

CIK 0001678124other
View on SEC.govCompany Profile

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 5:11 PM ET

Size

71.1 KB

Accession

0001104659-21-098964

Insider Transaction Report

Form 3
Period: 2021-07-30
CION Ares Diversified Credit FundCADEX
Apollo Management Holdings GP, LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000
Aviva Life & Annuity Co
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000
LIBERTY LIFE INSURANCE CO
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000
Athene USA Corp
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000
Athene Holding Ltd
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000
Athene Asset Management LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000
Apollo Management Holdings, L.P.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000
Apollo Capital Management GP, LLC
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000
Apollo Capital Management, L.P.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000
AISG GP Ltd.
10% Owner
Holdings

  • Mandatory Redeemable Preferred Stock 9/30/2028

    (indirect: See Footnote)
    20,000,000

  • Mandatory Redeemable Preferred Stock 7/30/2026

    (indirect: See Footnote)
    24,000,000

  • Mandatory Redeemable Preferred Stock 9/30/2026

    (indirect: See Footnote)
    26,000,000
Footnotes (1)
  • [F1]See Exhibit 99.1.

Documents

3 files

Issuer

CION Ares Diversified Credit Fund

CIK 0001678124

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0000059252

Filing Metadata

Form type
3
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:11 PM ET
Size
71.1 KB
View on SEC.gov